Kurtis
J. Ward, 43, has spent the last twenty years in
the brokerage industry as a commodity futures broker,
including time as a stock broker, financial advisor,
mutual fund broker-dealer, and registered investment
advisor.
His
commodities and securities registrations have included:
Series 3 Commodity Futures Representative, Commodity
Trading Advisor (CTA), Series 7 General Securities
Representative, Series 24 General Securities Principal,
Series 63 Uniform Securities Agent, Annuities License,
and Series 65 Registered Investment Advisor.
Now
a lawyer, Kurtis devotes his law practice to representing
investors nationwide who have investment-related
disputes with Wall Street firms, independent broker-dealers,
investment advisors, banks, commodity brokerages,
and other financial services companies.
He
is also an Arbitrator with the National Association
of Securities Dealers (NASD) and the National Futures
Association (NFA) and has served as an Arbitrator
on several Securities Arbitration cases. He is a
member of the Oklahoma Bar Association, the Kansas
Bar Association, the Federal Bar Association, and
the Public Investors Arbitration Bar Association
(PIABA).
In
Law School, Kurtis received the CALI AWARD for outstanding
academic achievement in Securities Regulation and
was a member of Phi Delta Phi. He obtained his undergraduate
degree in Agricultural Economics.
Kurtis
writes and speaks on a variety of investment related
issues as well as American History and Constitutional
Law topics. |